Unclaimed
Dean Mann is a financial professional with over 28 years of experience in the industry. Currently registered with Citizens JMP Securities, LLC, Dean has a background working with various firms, including Citizens Capital Markets and DH Capital Securities, LLC. Dean is also a Series 7, Series 63, Series 65, Series 79 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2023 - Present
Citizens JMP Securities, LLC (NEW YORK NY)
NY
06/09/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (NEW YORK NY)
DE
06/23/2022 - 07/01/2022
DH CAPITAL SECURITIES, LLC (REHOBOTH BEACH DE)
NY
02/10/1995 - 02/01/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/07/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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