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Dean Gregory Hlushko

Needham & Company, LLC

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About Dean Gregory Hlushko

Dean Gregory Hlushko is a financial advisor at Needham & Company, LLC, with over 22 years of experience in the financial services industry. Dean holds Series 7, 63, 65, 24, and SIE licenses. Dean previously worked at NUVEEN SECURITIES, LLC, QUASAR DISTRIBUTORS, LLC, U.S. BANCORP INVESTMENTS, INC. and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Dean Gregory Hlushko specializes in offering securities research and services.

Firm Information

Dean Hlushko is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Dean Hlushko’s Registration & Firm History

AZ

01/01/2025 - Present

Needham & Company, LLC (Tucson AZ)

AZ

01/03/2011 - 01/15/2020

NUVEEN SECURITIES, LLC (Tuscon AZ)

ME

10/11/2004 - 01/03/2011

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

MN

05/20/1999 - 12/31/2002

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MN

07/02/1996 - 06/26/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/02/1996 - 06/26/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 02/25/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/28/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Dean Gregory Hlushko. Review regulatory record here.
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