Unclaimed
Dean Francis Leon is a securities professional registered with Vanguard Marketing Corp.. Dean has been in the securities industry since March 13, 2018. Dean has passed the SIE, Series 7 and Series 63 exams. Dean is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/14/2018 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 03/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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