Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Everett Hickerson is a financial advisor with Cambridge Investment Research Advisors, Inc. Dean has been in the financial services industry since December 2014. Dean has Series 6, 7, 9, 10, 63, and 65 licenses. Dean has experience working with high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Prior to joining Cambridge, Dean has held positions at TD Ameritrade, Charles Schwab, and LPL Financial. Dean's other business includes being an administrative representative for a RIA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KY
06/06/2024 - Present
Cambridge Investment Research Advisors, Inc. (Louisville KY)
KY
11/11/2021 - 05/17/2024
TD AMERITRADE, INC. (Louisville KY)
KY
11/03/2015 - 05/17/2024
CHARLES SCHWAB & CO., INC. (Louisville KY)
IN
09/19/2014 - 08/19/2015
LPL FINANCIAL LLC (CARMEL IN)
IA
Issued 04/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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