Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Elwood Loveridge is a financial advisor with over 30 years of experience in the industry. Dean is currently registered with Axos Clearing LLC in Omaha, Nebraska and has previously held positions at TD Ameritrade, Inc., Fidelity Brokerage Services LLC. Dean has a wide range of experience, including securities, investments, and options. Dean's expertise covers various aspects of the financial industry, and he is committed to providing personalized advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
07/31/2020 - Present
Axos Clearing LLC (Omaha NE)
NE
03/02/2016 - 07/08/2020
TD AMERITRADE, INC. (OMAHA NE)
CA
07/06/2011 - 01/08/2016
FIDELITY BROKERAGE SERVICES LLC (PALM DESERT CA)
NH
08/25/1987 - 08/27/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 02/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/14/1991
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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