Unclaimed
Dean Lyzak is a financial professional with over 20 years of experience in the securities industry. Dean is currently registered with Rosenblatt Securities Inc. in New York, New York. Prior to joining Rosenblatt Securities Inc., Dean has held positions with various firms, including Direct Access Partners LLC, The Griswold Company, Incorporated, MEK Securities, LLC, Montecito Advisors, Inc., FJG Securities Inc., First New York Securities L.L.C., and Tradition Asiel Securities Inc.. Dean has a broad range of experience and holds several licenses and certifications, including Series 3, 4, 7, 24, 25, 55, 57TO, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/15/2013 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
NY
02/07/2013 - 06/03/2013
DIRECT ACCESS PARTNERS LLC (NEW YORK NY)
NY
03/20/2006 - 01/31/2013
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
10/06/2005 - 03/21/2006
MEK SECURITIES, LLC (NEW YORK NY)
CA
10/25/2005 - 12/15/2005
MONTECITO ADVISORS, INC. (SANTA BARBARA CA)
NY
09/12/2005 - 10/24/2005
FJG SECURITIES INC. (NEW YORK NY)
NY
03/11/2004 - 09/07/2005
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
05/31/2001 - 01/05/2004
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/24/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2014
Series 3 - National Commodity Futures Examination
BC
Issued 03/02/2006
Series 25 - NYSE Trading Assistant Examination
BC
Issued 06/15/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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