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Dean Elias Lyzak

Rosenblatt Securities Inc.

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About Dean Elias Lyzak

Dean Lyzak is a financial professional with over 20 years of experience in the securities industry. Dean is currently registered with Rosenblatt Securities Inc. in New York, New York. Prior to joining Rosenblatt Securities Inc., Dean has held positions with various firms, including Direct Access Partners LLC, The Griswold Company, Incorporated, MEK Securities, LLC, Montecito Advisors, Inc., FJG Securities Inc., First New York Securities L.L.C., and Tradition Asiel Securities Inc.. Dean has a broad range of experience and holds several licenses and certifications, including Series 3, 4, 7, 24, 25, 55, 57TO, 63, and SIE.

Firm Information

Dean Lyzak is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Lyzak’s Registration & Firm History

NY

05/15/2013 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

02/07/2013 - 06/03/2013

DIRECT ACCESS PARTNERS LLC (NEW YORK NY)

NY

03/20/2006 - 01/31/2013

THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)

NY

10/06/2005 - 03/21/2006

MEK SECURITIES, LLC (NEW YORK NY)

CA

10/25/2005 - 12/15/2005

MONTECITO ADVISORS, INC. (SANTA BARBARA CA)

NY

09/12/2005 - 10/24/2005

FJG SECURITIES INC. (NEW YORK NY)

NY

03/11/2004 - 09/07/2005

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

05/31/2001 - 01/05/2004

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/24/2009

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2014

Series 3 - National Commodity Futures Examination

BC

Issued 03/02/2006

Series 25 - NYSE Trading Assistant Examination

BC

Issued 06/15/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dean Elias Lyzak.
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