Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Edward Herod is an investment advisor representative at BTS Asset Management, Inc. Dean has been in the financial industry since 1971 and has experience with various firms. He holds a Series 65, Series 63, Series 7TO, and Series 1 license and is currently pending an Investment Advisor Representative registration in Oregon. Dean is an active Investment Advisor Representative and is committed to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OR
01/06/2024 - Present
BTS Asset Management, Inc. (EUGENE OR)
OR
06/14/2013 - 12/31/2023
FORTUNE FINANCIAL SERVICES, INC. (EUGENE OR)
OR
03/17/2010 - 03/27/2013
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EUGENE OR)
OR
05/31/1990 - 12/31/2009
CADARET, GRANT & CO., INC. (EUGENE OR)
CA
05/31/1989 - 06/19/1990
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
CA
01/21/1983 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)
NA
01/24/1979 - 01/22/1983
DEAN WITTER REYNOLDS INC.
NA
05/10/1978 - 02/08/1979
HINKLE NORTHWEST, INC.
NA
08/29/1977 - 06/04/1978
THE INCOME BUILDERS, INC.
NA
03/12/1974 - 03/09/1977
INTERPACIFIC INVESTORS SERVICES, INC.
NA
09/01/1971 - 03/04/1974
WADDELL & REED, INC.
IA
Issued 04/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1971
Series 1 - Registered Representative Examination
Active
Inactive
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