Unclaimed
Dean Earl West is a financial advisor with Cornerstone Wealth Management, LLC. Dean is a registered representative and investment advisor representative with more than 38 years of experience in the financial services industry. Dean is registered to provide securities and investment advisory services in Alabama, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Iowa, Kentucky, Michigan, Missouri, Nebraska, New Mexico, New York, Ohio, Oklahoma, Texas, Virginia, and Wisconsin. Dean's services include investment advisory services, financial planning, and pension consulting. Dean is a licensed insurance agent for West Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Lpl sponsored advisory programs; investment management & research subscription licensing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
12/03/2015 - Present
Cornerstone Wealth Management, LLC (Harrisburg IL)
NY
02/07/1984 - 05/22/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/07/1984 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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