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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Duane Roller is a financial advisor with Concourse Financial Group Securities, Inc., based in Bismarck, ND. Dean has been in the financial services industry since 1995 and has held previous roles with National Planning Corporation, Thrivent Investment Management Inc., and Lutheran Brotherhood Securities Corp. Dean is licensed in several states including North Dakota, Minnesota, Iowa, Arizona, Colorado, Nevada, Indiana, and South Dakota. Dean holds the Series 6 and Series 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
10/13/2011 - Present
Concourse Financial Group Securities, Inc. (BISMARCK ND)
ND
05/14/2004 - 10/13/2011
NATIONAL PLANNING CORPORATION (BISMARCK ND)
MN
07/01/2002 - 05/12/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
12/07/1995 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 12/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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