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Dean Douglas Cudworth

Cetera Advisors LLC

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About Dean Douglas Cudworth

Dean Cudworth has been in the financial industry since 1991. Dean is currently registered with Cetera Advisors LLC in West Boylston, Massachusetts. Dean has experience with the following product categories: Investment Company Products/Variable Contracts. Dean holds the Series 6, Series 63, and SIE licenses. Dean has held previous positions with INVESTORS CAPITAL CORP., NEW ENGLAND SECURITIES and NYLIFE SECURITIES INC.

Firm Information

Dean Cudworth is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Cudworth’s Registration & Firm History

MA

10/03/2016 - Present

Cetera Advisors LLC (WEST BOYLSTON MA)

MA

08/07/2003 - 10/03/2016

INVESTORS CAPITAL CORP. (WEST BOYLSTON MA)

NY

08/28/1998 - 08/06/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

11/22/1991 - 08/21/1998

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dean Douglas Cudworth. Review regulatory record here.
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