Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Crawford Phillips is a financial advisor who has been in the industry since 1998. Dean is currently registered with LPL Financial LLC and has been with the firm since March 2024. Previously, Dean worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dean holds Series 6, 7, 63, 65, and 66 licenses and has experience working with individuals, corporations, charitable organizations, and pension and profit-sharing plans. Dean provides a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/25/2024 - Present
LPL Financial LLC (VERO BEACH FL)
FL
07/25/2016 - 03/26/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VERO BEACH FL)
NY
08/26/2015 - 04/05/2016
M.J. WHITMAN LLC (SARATOGA SPRINGS NY)
NY
12/02/2014 - 08/14/2015
SILVER LEAF PARTNERS, LLC (NEW YORK NY)
MA
08/05/2014 - 11/25/2014
COMPASS SECURITIES CORPORATION (BRAINTREE MA)
ME
03/18/2013 - 07/11/2014
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
ME
01/20/2012 - 09/07/2012
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
FL
09/11/2009 - 06/18/2010
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
NY
04/11/2005 - 05/14/2009
ASB SECURITIES, LLC (NEW YORK NY)
TX
07/14/2003 - 03/08/2005
VAN KAMPEN FUNDS INC. (HOUSTON TX)
TX
06/14/2000 - 07/10/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CT
03/30/1999 - 06/09/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CA
06/17/1994 - 07/16/1998
GT GLOBAL, INC. (SAN FRANCISCO CA)
BOTH
Issued 01/29/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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