Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Chase Bailey is a financial advisor with MGI Funds Distributors, LLC in Charlotte, NC. Dean Bailey has over 7 years of experience in the financial services industry. He is a registered representative in North Carolina and holds the Series 7TO, Series 63, and SIE licenses. Dean Bailey also holds the Series 65, which is a license for investment advisors. Dean Bailey previously worked at KESTRA INVESTMENT SERVICES, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/19/2023 - Present
MGI Funds Distributors, LLC (Charlotte NC)
NC
12/21/2019 - 03/06/2023
KESTRA INVESTMENT SERVICES, LLC (CHARLOTTE NC)
BC
Issued 08/19/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/29/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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