Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Casey Pimenta is a financial professional with over 18 years of experience in the industry. Dean is currently registered with Piper Sandler & Co. in New York, NY. Dean has previously held positions with UBS Securities LLC and Citigroup Global Markets Inc. Dean specializes in investment banking and has passed the Series 63, Series 7, Series 10, Series 24, and Series 79TO exams. Dean has a broad range of experience in the financial services industry, including investment banking, securities sales, and supervision. Dean is a highly skilled and experienced financial professional who is committed to providing their clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/24/2021 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/10/2019 - 12/15/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
10/18/2004 - 09/18/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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