Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Brierley is a financial advisor with over 35 years of experience in the industry. Dean is currently registered with Fidelity Brokerage Services LLC and has previously been employed by Wells Fargo Securities, LLC, Wells Fargo Prime Services, LLC, Banc of America Securities LLC, Robertson Stephens, Inc., BancAmerica Robertson Stephens, Robertson, Stephens & Company LLC, Lehman Brothers Inc., and Woodman, Kirkpatrick & Gilbreath. Dean holds the Series 7, 7TO, 55, 57TO, 99TO, SIE, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
10/05/2022 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CA
08/01/2017 - 09/23/2021
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
09/20/2006 - 08/30/2017
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
CA
09/26/2002 - 10/20/2006
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 07/25/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
11/03/1993 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
NA
01/12/1989 - 10/19/1993
LEHMAN BROTHERS INC.
NY
11/05/1984 - 10/19/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/24/1984 - 11/19/1984
WOODMAN, KIRKPATRICK & GILBREATH
BC
Issued 01/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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