Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Pawlowicz is an active Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC in Cincinnati, Ohio. Dean has been in the financial services industry since February 28, 2001. Dean has previously worked at Fifth Third Securities, Inc., National Pension & Group Consultants, Inc, Great American Advisors, Inc., Fidelity Brokerage Services LLC, and Pruco Securities Corporation. Dean is registered to provide advisory services in Indiana and Ohio and holds licenses in Ohio. Dean specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/06/2016 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
10/06/2011 - 04/11/2016
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MO
05/18/2011 - 09/19/2011
NATIONAL PENSION & GROUP CONSULTANTS, INC (KANSAS CITY MO)
OH
08/29/2007 - 04/20/2009
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
OH
05/24/2004 - 08/31/2007
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
RI
02/19/1998 - 11/01/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
02/05/1996 - 09/27/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 04/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/27/2016
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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