Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Anthony Rosini is an investment advisor representative with Steward Partners Investment Advisory, LLC. Dean has been in the industry since May 25, 1983. Dean has been registered with Steward Partners Investment Advisory, LLC since August 5, 2020 and has been registered with Raymond James Financial Services, Inc. since August 5, 2020. Dean has also held past registrations with Wells Fargo Clearing Services, LLC, First Union Capital Markets Corp., Prudential Securities Incorporated, Lehman Brothers Inc., E. F. Hutton & Company Inc, First Jersey Securities, Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/29/2024 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
PA
08/05/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (Conshohocken PA)
PA
10/01/1999 - 08/07/2020
WELLS FARGO CLEARING SERVICES, LLC (CONSHOHOCKEN PA)
NC
09/29/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
08/13/1990 - 09/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/11/1988 - 02/11/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/07/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
05/25/1983 - 12/05/1984
FIRST JERSEY SECURITIES, INC.
NA
05/25/1983 - 04/13/1984
PRUCO SECURITIES CORPORATION
IA
Issued 11/9/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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