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Dean Andrew Martin

W & S Brokerage Services, Inc.

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About Dean Andrew Martin

Dean Martin is a financial advisor with W&S Brokerage Services, Inc. Dean has been in the financial industry since 1994 and has experience with a variety of firms including MML Investors Services, LLC, MetLife Securities Inc., and Prudential Financial, Inc.. Dean is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 6, Series 7, Series 26, Series 63, and Series 65. Dean is also a registered investment advisor in Delaware, Georgia, New Jersey, Pennsylvania, and Wisconsin.

Firm Information

Dean Martin is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dean Martin’s Registration & Firm History

PA

08/15/2018 - Present

W&S Brokerage Services, Inc. (WAYNE PA)

PA

10/20/2003 - 06/26/2018

MML INVESTORS SERVICES, LLC (MECHANICSBURG PA)

MA

06/15/1998 - 09/30/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/15/1998 - 09/30/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

11/18/1996 - 06/03/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

11/08/1996 - 11/25/1996

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

01/04/1994 - 10/28/1996

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/04/1994 - 10/28/1996

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/10/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2005

Series 7 - General Securities Representative Examination

BC

Issued 01/03/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Andrew Martin.
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