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Dean Andrew Galli

BNP Paribas Securities Corp.

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About Dean Andrew Galli

Dean Galli is a financial advisor with over 27 years of experience in the industry. Dean currently works at BNP Paribas Securities Corp. and has previously held roles at Barclays Capital Inc. and Dean Witter Reynolds Inc. Dean has a wide range of experience in the financial services industry, holding licenses for securities, futures, and operations.

Firm Information

Dean Galli is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Galli’s Registration & Firm History

PA

01/01/2005 - Present

BNP Paribas Securities Corp. (Chesterbrook PA)

PA

06/21/2004 - 01/01/2005

BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)

NY

04/14/2004 - 06/18/2004

BARCLAYS CAPITAL INC. (NEW YORK NY)

PA

09/18/2001 - 04/12/2004

BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)

PA

01/01/1997 - 07/06/2001

SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)

NY

09/19/1994 - 02/09/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 09/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 09/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dean Andrew Galli.
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