Unclaimed
Dean Andrew Bahniuk is a financial advisor with over 30 years of experience in the industry. Dean has a strong track record of success in providing financial planning and investment management services to a wide range of clients, including high-net-worth individuals, corporations, and institutional investors. Dean is currently registered with RBC Capital Markets, LLC, and previously worked with Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dean holds a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/16/2024 - Present
RBC Capital Markets, LLC (Miami FL)
FL
02/20/2015 - 02/16/2024
OPPENHEIMER & CO. INC. (CORAL GABLES FL)
FL
05/04/2007 - 03/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
DC
01/03/2003 - 05/08/2007
OPPENHEIMER & CO. INC. (WASHINGTON DC)
NY
08/16/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
09/27/1996 - 08/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NC
04/13/1994 - 10/21/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MD
02/23/1994 - 04/08/1994
CAPITAL RESOURCES, INC. (ROCKVILLE MD)
DC
11/15/1993 - 02/24/1994
WASHINGTON INVESTMENT CORPORATION (WASHINGTON DC)
IA
Issued 05/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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