Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Folias is a financial advisor who has been in the industry since 1999. Dean is currently registered with BMO Asset Management Corp. in Illinois, where he is working as a registered representative and investment advisor representative. Dean has previously worked with BMO HARRIS FINANCIAL ADVISORS, INC., BMO INVESTMENT DISTRIBUTORS, LLC, RAYMOND JAMES & ASSOCIATES, INC., HOWE BARNES HOEFER & ARNETT, INC., SECURITIES AMERICA, INC., FIRST UNION SECURITIES, INC., and FIRST UNION CAPITAL MARKETS CORP.. Dean offers financial advice to individuals, businesses, insurance companies, and pooled investment vehicles, including portfolio management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
02/01/2021 - Present
BMO Asset Management Corp. (CHICAGO IL)
IL
11/18/2019 - 08/27/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
05/18/2018 - 11/18/2019
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
04/01/2011 - 04/25/2018
RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)
IL
06/27/2005 - 09/16/2013
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
NE
04/28/2000 - 07/06/2005
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
10/01/1999 - 05/17/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/09/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BOTH
Issued 05/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/04/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/01/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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