Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Arens is a financial advisor with over 37 years of experience in the industry. Dean is a registered representative with LPL Financial LLC and has been with the firm since December 2003. Prior to that, Dean worked for RAYMOND JAMES FINANCIAL SERVICES, INC. and GREAT SOUTHERN INVESTMENTS. Dean has earned his Series 6, 7, 24, 26, 53 and 66 licenses and holds licenses in 26 states. Dean offers a wide range of financial services, including financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/07/2010 - Present
LPL Financial LLC (SPRINGFIELD MO)
FL
04/24/2002 - 11/24/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
01/03/1990 - 04/30/2002
GREAT SOUTHERN INVESTMENTS (SPRINGFIELD MO)
NJ
12/24/1984 - 12/22/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 06/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/08/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/02/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1990
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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