Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Aldrich is a financial professional with over 10 years of experience in the financial services industry. Dean currently works at Marex Capital Markets Inc. and previously worked at ICAP SECURITIES USA LLC and ICAP CORPORATES LLC. Dean is a Series 7 and Series 63 licensed representative and holds the Securities Industry Essentials (SIE) exam. Dean is registered to conduct business in 10 states: California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/02/2019 - Present
Marex Capital Markets Inc. (Red Bank NJ)
NY
08/21/2015 - 09/20/2018
ICAP CORPORATES LLC (NEW YORK NY)
NY
07/01/2014 - 09/20/2018
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 06/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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