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Dean Alan Becker

Newfront Retirement Services, Inc.

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About Dean Alan Becker

Dean Becker is a registered Investment Advisor Representative with Newfront Retirement Services, Inc. Dean has been in the financial services industry for over 20 years and holds a Series 63, Series 65, Series 6 and Series 26. He is located in San Francisco, California and has served clients from San Francisco to El Dorado Hills. Dean's experience spans multiple firms and includes experience in Franklin Templeton Investments, ABD Insurance and Financial Services, Inc. and most recently Newfront Retirement Services, Inc.

Firm Information

Dean Becker is currently registered with Newfront Retirement Services, Inc.. Newfront Retirement Services, Inc. is a terminated corporation that was formed in 2012 and had its main office in San Francisco, California. The firm provided pension consulting services and had $366,754,875 in regulatory assets under management. Newfront Retirement Services, Inc. specialized in serving pension and profit-sharing plans, with 42 clients in this category. The firm had 6 licensed agents and 20 investment adviser representatives.
Newfront Retirement Services, Inc.

450 SANSOME STREET

SAN FRANCISCO, CA 94111

$366.75M

Assets Under Management

346

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dean Becker’s Registration & Firm History

CA

08/13/2021 - Present

Newfront Retirement Services, Inc. (SAN FRANCISCO CA)

CA

06/30/2021 - 08/18/2021

ABD RETIREMENT SERVICES, INC. (San Francisco CA)

CA

01/01/2005 - 01/28/2008

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)

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Licenses & Designations

IA

Issued 08/13/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/06/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/30/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/18/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dean Alan Becker.
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