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Dean Alan Andrews

THE Leaders Group, Inc.

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About Dean Alan Andrews

Dean Alan Andrews is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Dean has been in the financial services industry since 2002 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Virginia. Dean holds the Series 6, Series 63, and SIE securities licenses and is a licensed agent in North Carolina and Virginia. Prior to joining The Leaders Group, Inc., Dean worked with Cantella & Co., Inc., Horace Mann Investors Inc, 1717 Capital Management Company, RBC Centura Securities, Inc., and Royal Alliance Associates, Inc.

Firm Information

Dean Andrews is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Andrews’s Registration & Firm History

CO

01/04/2016 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

10/01/2009 - 12/31/2015

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

12/05/2007 - 09/09/2009

CANTELLA & CO., INC. (SMITHFIELD NC)

NC

08/24/2005 - 07/17/2006

HORACE MANN INVESTORS INC (SMITHFIELD NC)

DE

11/30/2004 - 08/11/2005

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

NC

03/13/2002 - 11/01/2004

RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)

AZ

03/22/2000 - 11/06/2001

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 03/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Alan Andrews.
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