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Dean Aaron Dixon

Calton & Associates, Inc.

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About Dean Aaron Dixon

Dean Dixon is a financial professional with over 23 years of experience in the industry. Dean has a strong background in providing financial planning and portfolio management services for individuals, corporations and businesses, and pension consulting. Dean is currently a registered representative with Calton & Associates, Inc. and is located in Marble Falls, Texas. Dean is a highly experienced financial professional committed to helping clients reach their financial goals.

Firm Information

Dean Dixon is currently registered with Calton & Associates, Inc.. Calton & Associates, Inc. is a Florida corporation formed in 1987. Headquartered in Tampa, the firm offers a wide range of advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. With over 375 registered representatives and 221 investment advisory professionals, Calton & Associates manages approximately $1.2 billion in assets for clients, primarily individuals and pension plans. The firm is registered with the SEC and all 53 states.
Calton & Associates, Inc.

2701 N. ROCKY POINT DRIVE

TAMPA, FL 33607

$1.22B

Assets Under Management

Not reported

Total Clients

231

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Dean Dixon’s Registration & Firm History

TX

07/01/2023 - Present

Calton & Associates, Inc. (Marble Falls TX)

CO

01/03/2017 - 07/20/2023

DOMINION INVESTOR SERVICES, INC. (AURORA CO)

CO

04/01/2014 - 12/31/2016

BROOKLIGHT PLACE SECURITIES, INC. (AURORA CO)

CO

10/23/2013 - 02/21/2014

FIRST FINANCIAL EQUITY CORPORATION (AURORA CO)

CO

09/02/2011 - 11/22/2013

RIDGEWAY & CONGER, INC. (ENGLEWOOD CO)

CO

02/22/2006 - 08/10/2011

SUNSET FINANCIAL SERVICES, INC. (ENGLEWOOD CO)

CA

11/05/2003 - 01/26/2006

WM FINANCIAL SERVICES, INC. (IRVINE CA)

MN

10/29/2001 - 03/21/2003

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

CA

05/17/2000 - 06/26/2001

ATLAS SECURITIES, INC. (SAN LEANDRO CA)

MO

04/26/2000 - 05/16/2000

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

NJ

07/09/1998 - 06/29/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Aaron Dixon.
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