Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean A. Fisher is a registered representative in North Carolina with Ares Management Capital Markets LLC. Dean A. Fisher has been in the securities industry since 2009. Dean A. Fisher has passed the Series 7, Series 7TO, and Series 63 exams. Dean A. Fisher's previous employer was Jefferies & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/19/2024 - Present
Ares Management Capital Markets LLC (Durham NC)
NY
08/17/2009 - 11/09/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 07/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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