Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dea? Claim Your ProfileDea Kirschman is a financial advisor with Wells Fargo Clearing Services, LLC. Dea has been in the financial services industry since 2009 and has been registered with the Securities and Exchange Commission since 2006. Dea holds a Series 66, Series 7, and SIE license. Dea has experience working with a variety of clients, including individuals, businesses, and institutional clients. Dea has been employed by Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, Morgan Stanley and Chase Investment Services Corp. Dea currently has offices in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/07/2023 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
CA
06/19/2019 - 10/23/2019
J.P. MORGAN SECURITIES LLC (LOS ALTOS CA)
CA
10/22/2018 - 11/12/2018
MORGAN STANLEY (CUPERTINO CA)
CA
10/01/2012 - 03/23/2018
J.P. MORGAN SECURITIES LLC (LOS GATOS CA)
CA
01/20/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LOS GATOS CA)
CA
04/27/2009 - 01/09/2012
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
03/14/2006 - 05/18/2007
WELLS FARGO INVESTMENTS, LLC (CARMEL CA)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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