Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dea? Claim Your ProfileDea Ann Grigsby is a financial professional with over 20 years of experience in the industry. Dea is registered with Cetera Investment Services LLC and is licensed to conduct business in Texas. Dea has passed the Series 6, Series 63, and SIE exams. Previously, Dea was registered with Capital One Investment Services LLC and Capital One Investments, LLC. Dea's experience includes working with clients in Marshall and Longview, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
02/06/2015 - Present
Cetera Investment Services LLC (LONGVIEW TX)
TX
05/31/2008 - 01/05/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MARSHALL TX)
TX
08/27/2001 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (MARSHALL TX)
BC
Issued 10/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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