Unclaimed
De Winter Leif Stewart is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Leif Stewart has been in the securities industry since 2000. Leif Stewart is registered with the following states: Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Illinois, Kansas, Maryland, Massachusetts, Michigan, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Vermont, Virginia, Washington, and Wisconsin. Leif Stewart has a Series 3, Series 6, Series 7, Series 26, Series 63, and Series 65 licenses. Leif Stewart also has experience in the insurance industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
04/10/2014 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
NY
03/28/2000 - 11/29/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/31/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/28/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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