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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dayna? Claim Your ProfileDayna Jean Douglas is a financial advisor in St. Petersburg, Florida. Dayna Jean Douglas has been working in the financial industry since 2004 and currently works at Raymond James & Associates, Inc. Dayna Jean Douglas has passed Series 63, Series 66, Series 7, Series 9, Series 10 and Series 24 exams and has been registered with FINRA since 2013. Dayna Jean Douglas has previously worked at Benjamin F. Edwards & Company, Inc., Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MO
10/08/2009 - 08/16/2012
BENJAMIN F. EDWARDS & COMPANY, INC. (ST. LOUIS MO)
MO
02/19/2009 - 10/09/2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
01/01/2008 - 02/20/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
08/30/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 02/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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