Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dayana? Claim Your ProfileDayana Pelaez is a registered representative with UBS Financial Services Inc. Dayana Pelaez is licensed in Florida and has been in the industry since June 13, 2014. Dayana Pelaez is a licensed securities professional holding a Series 66 license and has also passed the General Securities Representative Examination (Series 7) and Securities Industry Essentials Examination (SIE). Dayana Pelaez has previously worked at ARCA CAPITAL INVESTMENTS, INC. and specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting. Dayana Pelaez has an active registration with FINRA, a FINRA approved registration, and a State-Approved registration with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/09/2016 - Present
UBS Financial Services Inc. (Miami FL)
FL
06/11/2014 - 12/24/2015
ARCA CAPITAL INVESTMENTS, INC. (MIAMI FL)
BOTH
Issued 06/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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