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Dax Werner Weindorf

Waterloo Capital

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About Dax Werner Weindorf

Dax Werner Weindorf is an active Registered Representative (RR) and Investment Advisor Representative (IAR). Dax has been working in the financial industry since January 2008. Currently, Dax is registered with Waterloo Capital in Rogers, AR, as well as in Austin, TX. Prior to this, Dax worked for Equitable Advisors, LLC and Edward Jones. Dax's primary specializations are Financial Planning, Portfolio Management for Individuals, and Selection of Other Advisers.

Firm Information

Dax Weindorf is currently registered with Waterloo Capital. Waterloo Capital is an investment advisory firm located in Austin, Texas. The firm provides a range of services, including financial planning, pension consulting, and portfolio management. They specialize in serving high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. The firm has approximately $1.3 billion in regulatory assets under management. Waterloo Capital is registered with the SEC and has a wrap fee program.
Waterloo Capital

2700 VIA FORTUNA

AUSTIN, TX 78746

$1.30B

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dax Weindorf’s Registration & Firm History

AR

01/06/2024 - Present

Waterloo Capital (ROGERS AR)

AR

06/13/2011 - 11/21/2023

EQUITABLE ADVISORS, LLC (ROGERS AR)

AR

01/28/2008 - 06/14/2011

EDWARD JONES (EL DORADO AR)

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Licenses & Designations

BOTH

Issued 02/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dax Werner Weindorf.
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