Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dax? Claim Your ProfileDax Thomas Williamson is a financial professional with over 26 years of experience in the industry. Dax is currently registered with Prospera Financial Services, Inc. Dax specializes in providing financial planning, portfolio management, and investment advisory services to a variety of clients, including individuals, families, businesses, and charitable organizations. Dax holds a Series 7, Series 63, Series 65, SIE, and Series 99TO licenses and is a member of the Financial Industry Regulatory Authority (FINRA). Dax is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
CA
11/20/2008 - Present
Prospera Financial Services, Inc. (EUREKA CA)
CA
03/15/2007 - 11/24/2008
SUMMIT BROKERAGE SERVICES, INC. (EUREKA CA)
CA
07/23/2001 - 03/16/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (EUREKA CA)
NY
11/15/1999 - 07/24/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
07/30/1996 - 11/16/1999
EDWARD JONES (ST. LOUIS MO)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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