Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dax? Claim Your ProfileDax Pataki is a registered representative with The Leaders Group, Inc., and has been in the industry since 2004. Dax is Series 6 and Series 63 licensed. Dax holds registrations in Alabama, Florida, and Georgia. Dax was previously registered with Tower Square Securities, Inc., and has experience in the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/22/2007 - Present
THE Leaders Group, Inc. (LITTLETON CO)
GA
09/14/2004 - 06/08/2007
TOWER SQUARE SECURITIES, INC. (ALPHARETTA GA)
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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