Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dax? Claim Your ProfileDax P. McCracken is a financial advisor with over 29 years of experience in the industry. Dax currently holds registrations with Morgan Stanley in Texas, and is also registered in several other states. Dax has experience working with a variety of clients, including high-net-worth individuals, corporations, pension plans and charitable organizations. Prior to joining Morgan Stanley, Dax was a financial advisor with UBS Financial Services Inc. and Wachovia Securities, LLC. Dax has a wide range of experience and expertise in financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/14/2024 - Present
Morgan Stanley (Austin TX)
TX
06/15/2007 - 06/25/2024
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
TX
07/01/2003 - 06/19/2007
WACHOVIA SECURITIES, LLC (AUSTIN TX)
NY
01/12/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/02/1998 - 01/26/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
09/21/1994 - 12/01/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2001
Series 3 - National Commodity Futures Examination
BC
Issued 07/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dax McCracken is the right advisor for you? Invested Better is here to help.
