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Dax K Westlund

Morgan Stanley

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About Dax K Westlund

Dax Westlund is a financial advisor with Morgan Stanley. Dax has been in the financial services industry since 2006 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Dax holds multiple licenses and certifications, including the Series 7, Series 6, Series 63, and Series 66. Dax can offer various investment advisory services, including financial planning, pension consulting, portfolio management, and educational seminars. Dax is registered with the state of Texas and Utah as an investment advisor representative.

Firm Information

Dax Westlund is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Dax Westlund’s Registration & Firm History

UT

05/16/2023 - Present

Morgan Stanley (Sandy UT)

UT

09/16/2022 - 09/05/2023

E*TRADE SECURITIES LLC (SANDY UT)

CO

01/05/2022 - 08/25/2022

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

MO

06/14/2021 - 12/23/2021

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

UT

04/15/2019 - 11/27/2020

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

UT

04/16/2018 - 10/25/2018

EDWARD JONES (CENTERVILLE UT)

UT

01/15/2015 - 02/21/2018

WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)

UT

01/14/2013 - 01/27/2015

MORGAN STANLEY (SOUTH JORDAN UT)

UT

01/07/2011 - 12/14/2012

E*TRADE SECURITIES LLC (SANDY UT)

UT

05/05/2010 - 10/26/2010

CHASE INVESTMENT SERVICES CORP. (SALT LAKE CITY UT)

UT

10/11/2007 - 10/06/2009

CHASE INVESTMENT SERVICES CORP. (LAYTON UT)

UT

02/27/2006 - 10/05/2007

ALLSTATE FINANCIAL SERVICES, LLC (RIVERTON UT)

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Licenses & Designations

BOTH

Issued 07/07/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/24/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dax K Westlund.
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