Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dax? Claim Your ProfileDax Gilliam Rizo is a financial advisor registered with Voya Financial Partners, LLC and has been in the industry since April 14, 2001. Dax has been registered in Colorado since January 31, 2024. Dax is also currently registered in California. Dax has passed the Series 6, Series 26, Series 63 and SIE exams. Prior to joining Voya Financial Partners, LLC Dax was previously employed by MONEY CONCEPTS CAPITAL CORP, GWFS EQUITIES, INC., ICMA-RC SERVICES, LLC, AXA DISTRIBUTORS, LLC, ARGENTUS SECURITIES, LLC, VALIC FINANCIAL ADVISORS, INC., HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., AMERITAS INVESTMENT CORP. and ING FINANCIAL ADVISERS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/31/2024 - Present
Voya Financial Partners, LLC (WINDSOR CT)
CO
07/09/2021 - 02/04/2022
MONEY CONCEPTS CAPITAL CORP (Castle Rock CO)
CO
03/13/2020 - 12/04/2020
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
DC
05/18/2018 - 09/11/2019
ICMA-RC SERVICES, LLC (WASHINGTON DC)
NJ
12/03/2013 - 04/20/2018
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
TX
03/27/2013 - 11/21/2013
ARGENTUS SECURITIES, LLC (DALLAS TX)
TX
10/10/2011 - 12/20/2012
VALIC FINANCIAL ADVISORS, INC. (PLANO TX)
CT
12/02/2009 - 08/04/2011
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
NE
11/14/2008 - 10/27/2009
AMERITAS INVESTMENT CORP. (LINCOLN NE)
TX
03/27/2000 - 03/07/2008
ING FINANCIAL ADVISERS, LLC (ADDISON TX)
RI
11/04/1996 - 03/13/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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