Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawud? Claim Your ProfileDawud Thompson is a financial advisor registered with Fidelity Brokerage Services LLC. Dawud has been in the industry since January 1998. Dawud has a Series 7, Series 63, Series 9, Series 10, Series 24, and SIE licenses. Dawud is registered with the states of Arizona, California, Illinois, Massachusetts, Texas, and Utah. Prior to joining Fidelity Brokerage Services LLC, Dawud worked at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., J.P. MORGAN SECURITIES INC., VALIC FINANCIAL ADVISORS, INC., TD WATERHOUSE INVESTOR SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and CHATFIELD DEAN & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/21/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
IL
10/01/2008 - 07/02/2022
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
01/01/2007 - 09/17/2009
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
10/26/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
02/15/2006 - 10/05/2006
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
06/18/1998 - 01/19/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OAK BROOK IL)
MN
10/14/1997 - 03/16/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/14/1997 - 03/16/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CO
05/12/1997 - 09/12/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 01/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/26/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Dawud Thompson is the right advisor for you? Invested Better is here to help.
