Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawson? Claim Your ProfileDawson Michael Shirley is a financial advisor at Robert W. Baird & Co. Inc. Dawson has been in the financial services industry for over 2 years. Dawson holds Series 63, 66, 7TO, and SIE licenses. Dawson has registrations in 48 states and is an active advisor in both Broker-Dealer and Investment Advisor capacities. Dawson's current employment is with Robert W. Baird & Co. Inc. and Dawson has prior experience with WELLS FARGO CLEARING SERVICES, LLC. Dawson's office is located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
10/03/2024 - Present
Robert W. Baird & Co. Inc. (Charlotte NC)
NC
05/05/2022 - 08/23/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 12/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dawson Shirley is the right advisor for you? Invested Better is here to help.
