Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawnn? Claim Your ProfileDawnn Lone is a financial advisor with Charles Schwab & CO., Inc. Dawnn has been in the financial industry since May 1989. Dawnn holds Series 6, 7, 10, 63, and 66 securities licenses and is registered in California and Colorado. Dawnn previously worked for Fidelity Brokerage Services LLC and Fidelity Distributors Corporation. Dawnn is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
07/20/2006 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
04/27/2006 - 07/17/2006
FIDELITY BROKERAGE SERVICES LLC (DENVER CO)
RI
03/19/1990 - 01/10/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/23/1987 - 11/27/1989
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BOTH
Issued 10/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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