Unclaimed
Dawnmarie Corneau is a financial advisor with LPL Financial LLC. Dawnmarie has been in the industry since December 1992, and has a strong background in both securities and investment advisory services. Dawnmarie holds both Series 66 and Series 63 licenses. Dawnmarie Corneau's previous experience includes roles at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dawnmarie has worked with LPL Financial LLC since 2005. Dawnmarie Corneau is registered to provide investment advice in Alabama, California, Colorado, Florida, Illinois, Iowa, Louisiana, Maine, Massachusetts, Michigan, Mississippi, New Hampshire, New York, North Carolina, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/17/2006 - Present
LPL Financial LLC (BEVERLY MA)
NJ
03/27/1998 - 10/06/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/21/1992 - 04/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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