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Dawne Marie Clarke

Raymond James Financial Services, Inc.

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About Dawne Marie Clarke

Dawne Clarke is a registered representative with Raymond James Financial Services, Inc., a firm with its main office in Red Bank, New Jersey. Dawne Clarke has been in the financial services industry since September 25, 2014 and is licensed in New Jersey. Dawne Clarke holds the Series 7, Series 66 and SIE exams.

Firm Information

Dawne Clarke is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dawne Clarke’s Registration & Firm History

NJ

09/25/2014 - Present

Raymond James Financial Services, Inc. (RED BANK NJ)

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Licenses & Designations

BOTH

Issued 11/28/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawne Marie Clarke.
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