Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawne? Claim Your ProfileDawne Maria Stewart is a financial advisor who has been in the industry since 1996. Currently, Dawne Stewart is registered with Fidelity Personal And Workplace Advisors and has been with the firm since July 2018. Prior to Fidelity, Dawne Stewart was registered with LPL FINANCIAL LLC, INNOVATION PARTNERS LLC, UNIONBANC INVESTMENT SERVICES, LLC, COUNTRYWIDE INVESTMENT SERVICES, INC., AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, BEAR, STEARNS & CO. INC., THE DREYFUS SERVICE CORPORATION, SCUDDER INVESTOR SERVICES, INC., FIDELITY BROKERAGE SERVICES, INC., and THOMSON MCKINNON SECURITIES INC.. Dawne Stewart holds Series 7, Series 63, Series 65, and Series 66 securities licenses as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (MISSION VIEJO CA)
MA
10/31/2013 - 11/30/2017
LPL FINANCIAL LLC (STONEHAM MA)
NC
05/04/2013 - 10/18/2013
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CA
07/23/2008 - 04/28/2009
UNIONBANC INVESTMENT SERVICES, LLC (SAN CLEMENTE CA)
CA
08/21/2006 - 07/24/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (MISSION VIEJO CA)
MN
08/04/2005 - 12/14/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/04/2005 - 12/14/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/19/1998 - 11/10/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/08/1997 - 06/17/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
02/26/1997 - 10/02/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
RI
06/02/1993 - 08/30/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
02/02/1990 - 05/12/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/28/1988 - 10/25/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/25/1987 - 12/14/1988
THOMSON MCKINNON SECURITIES INC.
BC
Issued 11/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/10/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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