Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawna? Claim Your ProfileDawna Larson is a financial advisor registered with Wells Fargo Clearing Services, LLC. Dawna has been working in the financial services industry since 1996. Dawna has a broad range of experience, having worked for firms like Raymond James & Associates, Inc., Kestra Investment Services, LLC and UBS Financial Services Inc., among others. Dawna holds FINRA Series 7, 9, 10, 31, 72 and 79 licenses. Dawna offers investment advisory services including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/28/2021 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
04/11/2019 - 08/06/2019
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
02/13/2013 - 04/19/2018
RAYMOND JAMES & ASSOCIATES, INC. (SAN ANTONIO TX)
TX
11/24/2008 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SAN ANTONIO TX)
TX
03/27/2006 - 11/24/2008
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
TX
06/05/2002 - 03/17/2006
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
NY
04/30/1999 - 07/01/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MO
12/06/1995 - 04/09/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NJ
10/12/1994 - 11/30/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TX
12/08/1993 - 05/17/1994
WESTCAP SECURITIES, L.P. (HOUSTON TX)
BC
Issued 07/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 04/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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