Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Barnes Wilson is a registered investment advisor with Aurora Bay Capital. Dawn has over 20 years of experience in the financial services industry. Dawn is a Series 3, 7, 50, 63, 65, 66, 79, and SIE licensed representative and a registered investment advisor in Alabama, Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maine, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Tennessee, Texas, Utah, Virginia, and Washington. In addition to Aurora Bay Capital, Dawn has worked with Kota Global Securities Inc., Caris & Company, Inc., Magna, Magna Securities Corp., Goldman, Sachs & Co., and J.P. Morgan Securities Inc. Dawn is a member of the Board of Advisors for Serovita Holding Corporation. Dawn is dedicated to providing her clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
07/03/2023 - Present
Aurora BAY Capital (ATLANTA GA)
NY
08/07/2012 - 11/04/2015
KOTA GLOBAL SECURITIES INC. (NEW YORK NY)
GA
01/11/2012 - 04/02/2012
CARIS & COMPANY, INC. (ATLANTA GA)
NY
01/28/2008 - 02/11/2010
MAGNA (NEW YORK CITY NY)
NY
04/25/2006 - 11/06/2007
MAGNA SECURITIES CORP. (NEW YORK NY)
NY
08/12/1998 - 05/18/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/29/1995 - 04/24/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/27/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/18/1998
Series 3 - National Commodity Futures Examination
BC
Issued 09/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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