Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Suzette Padgett is a registered representative with Citigroup Global Markets Inc. Dawn Suzette Padgett has been in the industry since August 27, 2015. Dawn Suzette Padgett has a strong track record with extensive experience in the financial services industry. Dawn Suzette Padgett holds FINRA Series 6, 7, 9, 10, 66 licenses and is registered in 53 states. Prior to joining Citigroup Global Markets Inc., Dawn Suzette Padgett was a registered representative with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Dawn Suzette Padgett provides asset allocation advice, financial planning and portfolio management for businesses and individuals. Dawn Suzette Padgett is committed to providing her clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/26/2022 - Present
Citigroup Global Markets Inc. (Jacksonville FL)
FL
03/21/2018 - 11/29/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
NA
06/05/1989 - 04/10/1992
PRUCO SECURITIES CORPORATION
NA
06/05/1989 - 04/10/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BOTH
Issued 04/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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