Unclaimed
Dawn Suzanne Lloyd is a registered representative with Fidelity Brokerage Services LLC. Dawn has been in the securities industry since May 24, 2007. Dawn has passed the Series 7 and Securities Industry Essentials exams. Dawn is located in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/20/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
09/04/2007 - 12/11/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
03/31/2006 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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