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Dawn Sandra Young

Pruco Securities, LLC

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About Dawn Sandra Young

Dawn Sandra Young is a registered representative with Pruco Securities, LLC. Dawn is a securities professional with over 28 years of experience in the industry. Dawn has a broad range of experience in the financial services industry and has a deep understanding of the markets. Dawn holds the Series 7 and Series 63 licenses, as well as the SIE exam. Dawn is registered in 14 states.

Firm Information

Dawn Young is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Dawn Young’s Registration & Firm History

GA

08/28/2019 - Present

Pruco Securities, LLC (ATLANTA GA)

MI

07/31/2018 - 09/13/2019

IFS SECURITIES (Southfield MI)

MI

08/08/2001 - 08/09/2018

CAMBRIDGE INVESTMENT RESEARCH, INC. (Southfield MI)

MA

04/20/2001 - 08/08/2001

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

OH

02/14/2000 - 04/23/2001

SKY INVESTMENTS, INC. (BRYAN OH)

NE

04/06/1999 - 02/15/2000

SECURITIES AMERICA, INC. (LAVISTA NE)

SC

10/10/1997 - 04/14/1999

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MN

06/16/1994 - 10/21/1997

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/16/1994 - 10/21/1997

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 03/31/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Sandra Young.
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