Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Rose Kahler is a securities professional with over 25 years of experience in the financial industry. Dawn is currently registered with Guggenheim Funds Distributors, LLC, which is an active firm registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Prior to joining Guggenheim Funds Distributors, LLC, Dawn worked for RUSHMORE INVESTMENT BROKERS, INC.. Dawn has passed several industry exams including Series 63, Series 7 and SIE exams. Dawn holds a Series 7 license and is a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
MD
02/07/2017 - Present
Guggenheim Funds Distributors, LLC (ROCKVILLE MD)
NA
10/25/1989 - 09/14/1994
RUSHMORE INVESTMENT BROKERS, INC.
BC
Issued 01/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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