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Dawn Renee Arkfeld

Charles Schwab & CO., Inc.

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About Dawn Renee Arkfeld

Dawn Renee Arkfeld is a financial professional with over 20 years of experience in the financial services industry. Dawn has worked for Charles Schwab & Co., Inc. since 2012 and previously worked for Foresters Equity Services, Inc. and Hornor, Townsend & Kent, Inc. Dawn is registered with the state of Arizona as a broker-dealer and has held several licenses including Series 6, 7, 9, 10, 24, and 63. Dawn's experience and qualifications make her an ideal candidate for clients seeking investment advice and financial planning.

Firm Information

Dawn Arkfeld is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Dawn Arkfeld’s Registration & Firm History

AZ

10/09/2012 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

CA

01/02/2003 - 01/07/2004

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

PA

09/22/1999 - 01/10/2003

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

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Licenses & Designations

BC

Issued 10/08/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/2021

Series 24 - General Securities Principal Examination

BC

Issued 12/29/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/06/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2012

Series 7 - General Securities Representative Examination

BC

Issued 09/18/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Dawn Renee Arkfeld. Review regulatory record here.
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